Trainee Compliance Officer

Financial Services & Regulatory Compliance

London, United Kingdom (Nationwide Office Locations Available) 

Salary: Starting salary of £42,000 – £48,000 per annum, dependent on qualifications, experience, and overall suitability for the role. 

About Us:

We are a growing financial services organisation committed to maintaining the highest standards of regulatory compliance, governance, and consumer protection. Operating within a highly regulated environment, we work closely with regulators, clients, and internal stakeholders to ensure our business remains compliant while continuing to deliver exceptional service and innovation.

As part of our continued expansion, we are seeking a Trainee Compliance Analyst to join our Compliance and Regulatory Affairs team. This role offers an excellent opportunity for graduates and early-career professionals looking to build a long-term career in compliance, risk, and financial regulation.

Role Overview:

As a Trainee Compliance Analyst, you will support the firm's compliance function by assisting with regulatory monitoring, policy reviews, client onboarding oversight, compliance testing, and financial crime prevention activities. Working alongside experienced compliance professionals, you will gain exposure to FCA regulations, AML requirements, consumer duty obligations, and broader regulatory frameworks.

This role provides structured training, professional development, and a clear pathway into senior compliance, risk, and governance positions.

Key Responsibilities:

• Assist with compliance monitoring activities and internal control reviews.
• Support the review and approval process for financial promotions and marketing materials.
• Assist with client onboarding reviews, KYC verification, and regulatory due diligence checks.
• Support AML and financial crime compliance activities, including sanctions and PEP screening.
• Help maintain compliance policies, procedures, and internal guidance documentation.
• Monitor regulatory developments and assist in assessing their impact on business operations.
• Support the preparation of compliance reports, management information, and regulatory submissions.
• Assist with compliance testing programmes and thematic reviews.
• Support internal audits and regulatory examinations where required.
• Work collaboratively with departments including Operations, Risk, Finance, Sales, and Customer Services.
• Help promote a strong culture of compliance, governance, and consumer protection across the organisation.

Requirements:

• Degree in Finance, Business, Economics, Law, Accounting, Risk Management, or a related discipline preferred.
• FCA/PRA regulations certification, AML qualification, or actively working towards a recognised compliance qualification.
• Strong interest in compliance, regulation, governance, and financial services.
• Excellent analytical and problem-solving abilities.
• High attention to detail and strong organisational skills.
• Strong written and verbal communication skills.
• Proficiency in Microsoft Office, particularly Excel and Word.
• Ability to interpret and apply regulatory requirements in a practical business environment.
• Professional, proactive, and capable of handling confidential information responsibly.

What We Offer:

• Comprehensive compliance and regulatory training programme.
• Professional qualification sponsorship and study support.
• Structured mentoring from experienced compliance and risk professionals.
• Performance-based bonus scheme and annual salary reviews.
• Private healthcare and wellbeing benefits.
• Pension contributions and employee assistance programmes.
• Flexible and hybrid working arrangements where applicable.
• Gym membership and wellness initiatives.
• Modern office environment with nationwide career opportunities.
• Clear progression pathways into Compliance Analyst, Compliance Officer, Risk Analyst, Financial Crime Analyst, and Governance roles.

Career Progression:

Successful candidates may progress into:

• Compliance Analyst
• Compliance Officer
• Regulatory Compliance Specialist
• Financial Crime Analyst
• Risk & Compliance Analyst
• Senior Compliance Officer
• Compliance Manager

Additional Information:

This opportunity is ideal for ambitious graduates and early-career professionals seeking to establish themselves within regulatory compliance and financial services. The role offers exposure to a broad range of compliance disciplines, professional qualification support, and genuine long-term career development opportunities.

Due to the high volume of applications received, only candidates who meet the essential requirements will be considered. Shortlisted candidates will be contacted directly regarding the next stages of the recruitment process